About the Company
Fidelity Investments is a multinational financial services corporation dedicated to helping individuals and institutions achieve their financial goals. With a rich history of innovation and client-centric solutions, Fidelity provides a wide range of services including investment management, retirement planning, brokerage, and wealth management. Our commitment to integrity, excellence, and ethical conduct is at the core of everything we do. Join a team where your expertise will make a tangible impact on protecting our clients and upholding our reputation.
Job Description
We are seeking a highly skilled and experienced Compliance Officer / AML Manager to join our dynamic team in Manchester, NH. This critical role is responsible for overseeing and managing the firm’s Anti-Money Laundering (AML) and broader compliance programs. The successful candidate will ensure adherence to all relevant laws, regulations, and internal policies, mitigate risks, and foster a strong culture of compliance across the organization. This position requires a proactive individual with a deep understanding of financial crime prevention and regulatory requirements, particularly within the financial services industry. International applicants are welcome and will be considered for this vital role.
Key Responsibilities
- Develop, implement, and maintain robust AML and compliance policies, procedures, and controls.
- Conduct thorough risk assessments to identify potential compliance vulnerabilities and implement corrective actions.
- Oversee the monitoring and investigation of suspicious activities and transactions, ensuring timely and accurate reporting to regulatory authorities (e.g., FinCEN, OFAC).
- Manage the firm's Know Your Customer (KYC) and Customer Due Diligence (CDD) processes, ensuring proper client onboarding and ongoing monitoring.
- Provide expert advice and guidance to business units on compliance matters, regulatory changes, and best practices.
- Design and deliver comprehensive compliance training programs for employees at all levels.
- Liaise with internal and external auditors, regulators, and legal counsel during examinations and inquiries.
- Stay abreast of new and evolving AML and financial crime regulations globally and assess their impact on the firm's operations.
- Lead or participate in special projects related to compliance enhancements and technology implementations.
Required Skills
- Minimum of 5 years of experience in AML compliance, regulatory compliance, or financial crime prevention within the financial services industry.
- In-depth knowledge of BSA, USA PATRIOT Act, OFAC regulations, and other relevant AML/CTF laws.
- Proven ability to analyze complex financial data and identify suspicious patterns.
- Strong understanding of risk management principles and internal controls.
- Excellent written and verbal communication skills for effective interaction with all levels of the organization and external parties.
- Demonstrated ability to develop and implement effective compliance programs.
- Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).
Preferred Qualifications
- ACAMS (Association of Certified Anti-Money Laundering Specialists) certification or equivalent.
- Experience with international compliance regulations and standards.
- Previous experience in a managerial or supervisory role.
- Bachelor's degree in Finance, Business Administration, Law, or a related field; Master's degree preferred.
- Familiarity with compliance software and case management systems.
Perks & Benefits
- Competitive salary and performance-based bonuses.
- Comprehensive health, dental, and vision insurance plans.
- 401(k) retirement plan with company match.
- Generous paid time off and holidays.
- Tuition reimbursement and professional development opportunities.
- Employee assistance program.
- Access to cutting-edge financial tools and resources.
- Relocation assistance for eligible international applicants.
How to Apply
If you are interested in this position, please click the "Apply Now" button below. To ensure your application is properly considered, please prepare the following:
- An up-to-date Resume or CV
- A brief cover letter summarizing your experience and motivation
Applications are reviewed on a rolling basis. Only shortlisted candidates will be contacted for an interview.
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